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Work-place Pardons: Why, When and How

 
 Course Number  LWF601
 Objectives At the end of this course, you will  describe, as it concerns work-place administrative pardons, 1. their meaning, 2. the reasons they are granted, 3. the occasions appropriate for granting them, and 4. the methods for granting them.
 Credit Hours and Fee  3.0 CE Credit Hours with a fee of $24.00
 Instructor  Rudolf Klimes, PhD (Indiana University), MPH (Johns Hopkins University); Adjunct Professor at Folsom Lake College, Folsom CA.

LearnWell Forgiveness Institute: www.forgiver.net

Welcome to this  3-contact-hour Continuing Education  course with instant online processing and certification 24/7.  Study the course below, take the 12-question multiple-choice TEST, register and pay  online. If you score 75% or above, you may print your CE certificate on your printer as soon as you finish. If you have difficulty printing your certificate, click here. You may retake the test once.

This course is offered by the LearnWell Forgiveness Institute. Consider first taking the course Forgiveness Therapy.

 Outline of the Course

This course deals with work-place administrative pardons in educational and other organizations, in businesses and governmental units as they pertain to 1. their meaning, 2. the reasons they are granted, 3. the occasions appropriate for granting them, and 4. the methods for granting them. 

 1. Introduction

Definition of work-place administrative pardon: The exemption of a persons, who has committed a major documented offense, from the penalties of the offense, by the power of the administrator.

ERIC_NO: ED198417, The Use of Apologies in Social Predicaments. By Darby, Bruce W.; Schlenker, Barry R., 1980
ABSTRACT: Apologies are admissions of blameworthiness for an undesirable event and allow actors to try to obtain a pardon from the audience. In an investigation of the uses and forms of apologies, 120 subjects participated in a role-play study where they imagined themselves to be central characters who bumped into a "victim." Apologies were used in a ritualized form, i.e., saying "Pardon me" and then going about one's business, when the consequences of the event were minor. As the consequences became more negative, subjects employed an increasing number of apology components, i.e., saying they were sorry, expressing remorse, and offering to help the victim. When high consequences and high responsibility coexisted, subjects were most likely to employ self-castigation and directly request forgiveness. Results indicated that as the severity of a predicament increased, so did the use of non-ritualized apologies and the number of components employed in apologies.

The purpose of a work-place administrative pardon is the appropriate rehabilitation of a person, serving under the administrator, who has committed one or more documented serious offenses. Not all situations are appropriate for administrative pardons. A pardon does not mean the giving up of justice, but rather establishes a just and fair release from the consequences of the offense where possible.

Offenses are all action contrary to established policies, practices, job assignments or orders. Gross offenses include illegal activities, insubordination and serious neglect of duties.

rsmiley.gif (571 bytes)Do the following pre-test for self-study. Do not submit the answers.

true.gif (899 bytes) false.gif (899 bytes) One of the classic cases of administrative pardon is James and his brothers.

true.gif (899 bytes) false.gif (899 bytes) Vindication is an expression of innocence.

true.gif (899 bytes) false.gif (899 bytes) A written reprimand includes a statement of possible dismissal.

true.gif (899 bytes) false.gif (899 bytes) A person seeking pardon needs to show remorse.

 2. Reasons for Granting Administrative Pardons

2.1  Clemency (the act of forgiveness) : Remission of Punishment 

This is the common pardon granted by the President, governors and other civic authorities. Clemency is usually granted when the offender 1) accepts responsibility, 2) shows remorse, and 3) works toward atonement or restitution. Clemency may be granted because the offender has shown evidence of 1) full rehabilitation or 2) unusual personal circumstances that would create extreme hardships. 

Clemency has a long history. It is granted to people of poverty, friendless condition, youth, old age, and to those who are sincerely penitent or have engaged in good conduct and were reformed. Clemency has even been granted to encourage reformation in individuals and good conduct among other prisoners. Personal characteristics of the individual petitioner all play in considering in Clemency decision making. Source: Battered Women's Clemency Project

2.2 Vindication (believe of innocence): Release from Guilt

This type of pardon is seldom used. It is usually used when there is evidence that justice or due process was not followed.

Do you agree with this? "Vices are those acts by which a man harms himself or his property. Crimes are those acts by which one man harms the person or property of another. Vices are simply the errors which a man makes in his search after his own happiness. Unlike crimes, they imply no malice toward others, and no interference with their persons or property. In vices, the very essence of crime - that is, the design to injure the person or property of another - is wanting. It is a maxim of the law that there can be no crime without a criminal intent; that is, without the intent to invade the person or property of another. But no one ever practices a vice with any such criminal intent. He practices his vice for his own happiness solely, and not from any malice toward others. Unless this clear distinction between vices and crimes be made and recognized by the laws, there can be on earth no such thing as individual right, liberty, or property, and the corresponding and coequal rights of another man to the control of his own person and property." Source: Vindication of Moral Liberty

ERIC_NO: ED310333, Forgiveness as a Psychological Antecedent of Perceived Parental Nurturance.
By Buri, John R; And Others, 1989
ABSTRACT: While forgiveness has long been a crucial concept in the churches' formulations for the establishment and the preservation of spiritual, social, and emotional health, consideration of forgiveness by psychology pales in comparison. Research is needed to identify the psychological factors in mothers and fathers which serve as antecedents of the nurturance which they provide their children. In this study, college students (N=111) were asked to assess the nurturance they had received from their mothers and their fathers using a Likert scale. Scale items included "I am an important person in my mother's eyes;" "My mother expresses her warmth and affection for me;" and "My mother is generally cold and removed when I am with her." The parents of the student participants responded to a forced-choice forgiveness scale with items such as "I am a very forgiving person, ready and willing to forgive anyone who has wronged me." The results suggest a strong relationship between self-reported forgiveness by parents and the degree of parental nurturance reported by their adolescent children. Mothers and fathers who reported the least level of forgiveness were appraised as having rendered significantly less nurturance than other parents. Source: www.askeric.org 

Organizational Forgiveness: I asked an American the secret of his firm's obviously successful development policy.   He looked me straight in the eye.  "Forgiveness," he said.   "We give them big jobs and big responsibilities.  Inevitably they make mistakes, we can't check them all the time and don't want to.  They learn, we forgive, they don't make the same mistake again."

He was unusual.  Too many organizations use their appraisal schemes and their confidential files to record our errors and our small disasters.  They use them to chastise us with, hoping to inspire us or to frighten us to do better.  It might work once, but in future we will make sure that we do not venture far enough from the beaten track to make any mistake.  Yet no experiment, no test of new ideas ... means no learning and no change.  As in organizations, so in families. Charles Handy, "The Age of Unreason" p 60

Reasons for Seeking a Pardon

3. Occasions for Granting Administrative Pardons

3.1 The need of the organization for the offender's services

Organizational change is often disruptive. The initiation of a disciplinary process is usually an admission on the part of the organization that 1) the organization was not fully informed when the offender what hired, or 2) the organization or work climate or circumstances have changed and the offender no longer fits into the organization, or 3) the offender has changed and the supervisor was not able to coach or counsel him/her in an effective manner. 

One goal of every organization deals with the effective use of its human and other resources. Thus the dismissal of an employee often is a loss to the organization. That loss may at times be eliminated by granting administrative pardons. 

3.2 The need of the offender to deal with the offense realistically 

Some organizations describe themselves as families that greatly value all individuals. In those cases, corporate forgiveness is as important is individual personal forgiveness. The building of the individual may be as important as the building of the organization. Thus reconciliation by all parties may be the aim. A person may be salvaged by an administrative pardon or destroyed by a dismissal. While that is not always possible, the possibility of granting administrative pardons should be explored. 

Corporate Forgiveness: You wouldn't start a long-distance race carrying heavy baggage.  Your organization would also benefit from its members forgiving the past and letting go of emotional baggage so you can all move forward.  Resenting events in your past does not enhance your future.  Depending upon the research you read, 50% to 70% of organizational change initiatives have failed and were generally not pleasant.  Your organization's next change initiative is much more likely to succeed if you forgive your leaders and yourself for previous organizational failures.  Organizational change agents who neglect to heal the past before selling the future need to realize that they are not being heard. Scott Arbuthnot,  "Corporate Forgiveness - The Undiscovered Change Step"

Case Study:  Joseph and His Brothers, Genesis 37-50

4. Methods of Granting Administrative Pardons 

Most administrative pardons are granted informally as supervisors just overlook problems and put up with difficult situations. But at times there is a place for formal administrative pardons as outlined below.

The Due Process for Administrative Supervision, Discipline and Pardons: If satisfactory resolution is achieved on any level after the appropriate time, the process concludes and does not proceed.

4.1. Supervisor communicates with the employee on a regular weekly or daily basis, coaches him/her when needed, and counsels concerning any problems that may arise. The supervisor keeps an Incident Dairy as needed.

4.2. Documentation of problem or offense by the supervisor, in writing and giving polices or others standards that were violated, with dates and level of violation. The problems may include details on unsatisfactory performance and offensive behaviors. That is only for use and  eyes of the supervisor. 

4.3. Verbal Reprimand, recorded by the supervisor, based on the above records, that includes dates and details of reprimand. Given by the supervisor to the employee.

4.4. Letter of Reprimand. As the above, but in writing. Includes statement of possible dismissal.

Example: SYDNEY, 23 March 2000: Some 60% of managers in large companies would issue reprimands and warnings to staff caught misusing e-mail, according to new research into corporate e-mail usage, with 36% saying dismissal is a common option.

4.5. Disciplinary Hearing.  The supervisor requests the Department Director to 1) convene a Disciplinary Hearing 2) to appoint two other members of the panel. Then that panel of three follows due process and meets with the supervisor and the employee under question to hear the arguments and recommendations on both sides. The panel of three then meets alone and makes a decision to A) discipline the employee with a one-to-three-day suspension or reduction in pay, B) demote in rank, C) transfer to other responsibility, D) grant an administrative pardon, or E) dismiss and release from employment. 

Administrative pardons may be granted in cases where the offender 1) accepts full responsibility for the documented offenses or problems, 2) shows remorse and concern, and 3) works toward atonement or restitution. 

It is the responsibility of the offender to seek an administrative pardon by 1) requesting it in writing, 2) and in that letter showing how he/she accepts full responsibility for the documented offenses or problems,  feels remorse and concern, and will works toward atonement and restitution in specific ways, and 3) making an oral plea for pardon before the Discipline Panel. It is then the responsibility of the Discipline Panel to accept or reject that request on the basis of evidence presented in that request.

Dismissal should be used mainly when 1) the offender shows no concern for his work or organization or 2) there is documented evidence that he/she cannot perform the assignment at a minimum standard.  

In cases where the supervisor's recommendation is not accepted by the panel, he/she may make an alternate recommendation. Disciplinary hearings are granted at the discretion of the department head, and the department head and supervisor reserve the right to immediately dismiss an employ for gross offenses without a disciplinary hearing. 

Reconciliation is always the goal when we confront someone about a wrong done.  If your confronting aims at punishing the offender, or if it is simply a means of castigation and censure, you are confronting with the wrong aim in mind.  The goal of all righteous confrontation is the repair of a broken relationship and the restoration of the offender.  Whenever there is a broken relationship between Christians, both parties have a responsibility to seek reconciliation. 

If you are the offended party, Luke 17:3 applies: "If your brother sins, rebuke him, and if he repents, forgive him."  You are the one who must go to him.  If you are the offender, Matthew 5.23-4 applies: "If you are presenting your offering at the altar, and there remember that your brother has something against you, leave your offering there before the altar and go your way.  First be reconciled to your brother, and then come and present your offering."

The public aspect of the discipline (outlined in Matthew 18) is a final resort, not the first step. The point of reporting a person’s offence to the church' is not to get church members to shun the sinning individual, but precisely the opposite: to encourage them to pursue that person in love, with the aim of restoration. John MacArthur,  "The Freedom and Power of Forgiveness" pp 132, 137

 Library and References

Reasons for Seeking a Pardon   Pardon Resource Center  

Take this course for free. Or study this web-site for an approved (RN-CEP 11430, MFT- PCE 39) 3-hours Continuing Education Certificate (0.3 CEUs) and take the 12-question multiple-choice quiz that is linked to the bottom of this page.

rsmiley.gif (571 bytes) Test

Study this web-site for 3 hours for an approved (RN-CEP 11430, MFT- PCE 39) 3-hours Continuing Education Certificate (0.3 CEUs).  Click here for the self-correcting test & online payment, and 2) receive your certificate immediately online. All is online, nothing by post-mail. 
 

 


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